Services

WHAT WE DO

We specialise in providing business consulting and managed service solutions that support our clients across Financial Crime Compliance, Regulatory Compliance, Operational Risk and Resilience, and Cyber Risk.

FINANCIAL CRIME
COMPLIANCE
REGULATORY
COMPLIANCE
OPEERATIONAL RISK
AND RESILIENCE
CYBER
RISK

HOW WE DO IT

We provide cost effective and practitioner-led client solutions focussed on financial crime compliance, regulatory compliance, operational risk and resilience, and cyber risk.

BUSINESS CONSULTANCY

Our business consulting team are trusted advisors of some of the world’s leading financial services organisations and are focused on creating and sustaining value for our clients.  By managing risk and regulatory change more effectively, our clients are able to maximise their full potential.

Our financial services consulting team combines business consulting methodology with deep industry expertise, to drive business optimisation, regulatory compliance and enhanced risk management for our clients.   

Look out for our insight notes which track the ever-changing and evolving risk management and regulatory change landscapes.  Please contact us in order to receive these articles or follow us on LinkedIn.

MANAGED SERVICES

Complying with regulations is an ongoing business necessity, which is often very costly for financial services participants.  We enable our clients to not only achieve compliance, but to do so at an acceptable cost without sacrificing quality and control.  

We do this by providing our clients with large-scale processing and remediation solutions, either on client site or at our offices in London and Cardiff.

Areas where we can support:

  • Financial Crime Compliance (AML)
  • Client on-boarding KYC: CDD/EDD
  • Ongoing Sanctions / PEPS / Adverse Media Screening
  • GDPR Remediation
  • DSAR Processing
  • E Discovery
  • Tax Processing
  • Client Outreach & Repapering (for a range of topics)

Key features of our service:

We have a large pool of experienced paralegals and compliance analysts actively involved in our Managed Service operation, with the ability to scale up at very short notice.
We bring our proven process and calibrate this to evolving regulatory requirements and the client operating model. We incentivise our services to increase efficiency over time through a process of continuous improvement and challenging accepted norms.

Our comprehensive Quality Assurance and Quality Checking processes enable us to achieve the highest level of quality across all features without sacrificing efficiency. We provide our clients with a detailed audit trail, covering all actions and corresponding evidence, which not only enables future files reviews to be completed seamlessly but also serves as a necessary and robust repository for any interested stakeholders.

We provide ongoing process-level training, which is linked to the output from the Quality Assurance and Quality Checking process. Detailed and face-to-face feedback is provided to our analysts to help drive greater quality, efficiency and process improvement throughout the life of the engagement.